Stationary points, tangents and normals

Interpret derivative signs, classify stationary points, and distinguish local behaviour from extrema on a stated domain.

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Enlarged diagram

A zero derivative gives a point to investigate

The height f(a) locates a point on a curve; the derivative f'(a) gives its tangent gradient. Where f' > 0, the function increases as x increases; where f' < 0, it decreases. A stationary point has f'(a) = 0, but its full coordinates are (a,f(a)). Zero gradient does not mean zero height, and it does not by itself establish a maximum or minimum.

For f(x) = x³-3x,

f'(x) = 3x²-3 = 3(x-1)(x + 1).

The stationary inputs are -1 and 1. Substituting into f gives points (-1,2) and (1,-2). The derivative signs are:

IntervalSign of f'Behaviour of f
x < -1PositiveIncreasing
-1 < x < 1NegativeDecreasing
x > 1PositiveIncreasing

At x = -1, f changes from increasing to decreasing, so (-1,2) is a local maximum. At x = 1, it changes from decreasing to increasing, so (1,-2) is a local minimum. The sign change is the reason for each classification, not merely the equation f' = 0.

The second derivative describes how the gradient changes

The derivative graph’s height represents the original graph’s slope. Differentiating that slope gives f''. A positive second derivative means the tangent gradients increase as x increases: the graph is concave upward. A negative second derivative means those gradients decrease: the graph is concave downward.

This is a different question from whether f itself rises or falls. For f(x) = x², f'(x) = 2x and f''(x) = 2. On the negative half-line, f decreases even though its gradients are increasing from more negative to less negative values. It is concave upward on both sides of the origin.

Increasing tangent gradients on y = x²

The upward-opening parabola has a dashed tangent y = −2x − 1 at (−1, 1), a dotted horizontal tangent y = 0 at (0, 0), and a dash-dot tangent y = 2x − 1 at (1, 1). Equal coordinate scales preserve their directions.

Scroll across the figure to read all labels.

The upward-opening parabola has a dashed tangent y = −2x − 1 at (−1, 1), a dotted horizontal tangent y = 0 at (0, 0), and a dash-dot tangent y = 2x − 1 at (1, 1). Equal coordinate scales preserve their directions.The upward-opening parabola has a dashed tangent y = −2x − 1 at (−1, 1), a dotted horizontal tangent y = 0 at (0, 0), and a dash-dot tangent y = 2x − 1 at (1, 1). Equal coordinate scales preserve their directions.
The solid curve is y = x². Its three tangents at x = −1, 0 and 1 have gradients −2, 0 and 2. The tangent gradients increase even where the original function is falling.
Open full-size graphOpen full-size graph
What to noticeAll four graphs continue beyond this finite window. Samples guide the smooth parabola, and displayed table values are rounded. A positive second derivative describes increasing gradient, not positive gradient everywhere.
View figure data
Figure data: Increasing tangent gradients on y = x²
Seriesx (dimensionless)y (dimensionless)
Curve y = x²-1.732053.0000000
Curve y = x²-1.718752.9541016
Curve y = x²-1.687502.8476563
Curve y = x²-1.656252.7431641
Curve y = x²-1.625002.6406250
Curve y = x²-1.593752.5400391
Curve y = x²-1.562502.4414063
Curve y = x²-1.531252.3447266
Curve y = x²-1.500002.2500000
Curve y = x²-1.468752.1572266
Curve y = x²-1.437502.0664063
Curve y = x²-1.406251.9775391
Curve y = x²-1.375001.8906250
Curve y = x²-1.343751.8056641
Curve y = x²-1.312501.7226563
Curve y = x²-1.281251.6416016
Curve y = x²-1.250001.5625000
Curve y = x²-1.218751.4853516
Curve y = x²-1.187501.4101563
Curve y = x²-1.156251.3369141
Curve y = x²-1.125001.2656250
Curve y = x²-1.093751.1962891
Curve y = x²-1.062501.1289063
Curve y = x²-1.031251.0634766
Curve y = x²-1.000001.0000000
Curve y = x²-0.968750.9384766
Curve y = x²-0.937500.8789063
Curve y = x²-0.906250.8212891
Curve y = x²-0.875000.7656250
Curve y = x²-0.843750.7119141
Curve y = x²-0.812500.6601563
Curve y = x²-0.781250.6103516
Curve y = x²-0.750000.5625000
Curve y = x²-0.718750.5166016
Curve y = x²-0.687500.4726563
Curve y = x²-0.656250.4306641
Curve y = x²-0.625000.3906250
Curve y = x²-0.593750.3525391
Curve y = x²-0.562500.3164063
Curve y = x²-0.531250.2822266
Curve y = x²-0.500000.2500000
Curve y = x²-0.468750.2197266
Curve y = x²-0.437500.1914063
Curve y = x²-0.406250.1650391
Curve y = x²-0.375000.1406250
Curve y = x²-0.343750.1181641
Curve y = x²-0.312500.0976563
Curve y = x²-0.281250.0791016
Curve y = x²-0.250000.0625000
Curve y = x²-0.218750.0478516
Curve y = x²-0.187500.0351563
Curve y = x²-0.156250.0244141
Curve y = x²-0.125000.0156250
Curve y = x²-0.093750.0087891
Curve y = x²-0.062500.0039063
Curve y = x²-0.031250.0009766
Curve y = x²0.000000.0000000
Curve y = x²0.031250.0009766
Curve y = x²0.062500.0039063
Curve y = x²0.093750.0087891
Curve y = x²0.125000.0156250
Curve y = x²0.156250.0244141
Curve y = x²0.187500.0351563
Curve y = x²0.218750.0478516
Curve y = x²0.250000.0625000
Curve y = x²0.281250.0791016
Curve y = x²0.312500.0976563
Curve y = x²0.343750.1181641
Curve y = x²0.375000.1406250
Curve y = x²0.406250.1650391
Curve y = x²0.437500.1914063
Curve y = x²0.468750.2197266
Curve y = x²0.500000.2500000
Curve y = x²0.531250.2822266
Curve y = x²0.562500.3164063
Curve y = x²0.593750.3525391
Curve y = x²0.625000.3906250
Curve y = x²0.656250.4306641
Curve y = x²0.687500.4726563
Curve y = x²0.718750.5166016
Curve y = x²0.750000.5625000
Curve y = x²0.781250.6103516
Curve y = x²0.812500.6601563
Curve y = x²0.843750.7119141
Curve y = x²0.875000.7656250
Curve y = x²0.906250.8212891
Curve y = x²0.937500.8789063
Curve y = x²0.968750.9384766
Curve y = x²1.000001.0000000
Curve y = x²1.031251.0634766
Curve y = x²1.062501.1289063
Curve y = x²1.093751.1962891
Curve y = x²1.125001.2656250
Curve y = x²1.156251.3369141
Curve y = x²1.187501.4101563
Curve y = x²1.218751.4853516
Curve y = x²1.250001.5625000
Curve y = x²1.281251.6416016
Curve y = x²1.312501.7226563
Curve y = x²1.343751.8056641
Curve y = x²1.375001.8906250
Curve y = x²1.406251.9775391
Curve y = x²1.437502.0664063
Curve y = x²1.468752.1572266
Curve y = x²1.500002.2500000
Curve y = x²1.531252.3447266
Curve y = x²1.562502.4414063
Curve y = x²1.593752.5400391
Curve y = x²1.625002.6406250
Curve y = x²1.656252.7431641
Curve y = x²1.687502.8476563
Curve y = x²1.718752.9541016
Curve y = x²1.732053.0000000
At x = −1: gradient −2-2.000003.0000000
At x = −1: gradient −20.00000-1.0000000
At x = 0: gradient 0-2.000000.0000000
At x = 0: gradient 02.000000.0000000
At x = 1: gradient 20.00000-1.0000000
At x = 1: gradient 22.000003.0000000

The tangents at x = -1, 0 and 1 have gradients -2, 0 and 2. Their ordered gradients show what the positive second derivative means. It does not mean that every tangent has a positive gradient or that every function value is increasing.

Check your understanding 1 Direction and curvature answer different questions

For f(x) = x² at x = -1, give f(-1), f'(-1) and f''(-1). Is the function rising or falling there? Are its tangent gradients becoming more negative or less negative as x increases nearby?

Show answer

f(-1) = 1, f'(-1) = -2 and f''(-1) = 2. The function is falling locally because its first derivative is negative. Its gradients become less negative as x increases towards zero, because the second derivative is positive. Positive height, negative slope and upward concavity can occur at the same point.

Use a conclusive test, then explain its limit

At an interior stationary point where the second derivative exists:

Second derivative at the stationary inputConclusion
f''(a) < 0A local maximum
f''(a) > 0A local minimum
f''(a) = 0This test is inconclusive

The stationary condition matters. A positive f''(a) at a point with f'(a) ≠ 0 does not make that point a minimum; it only describes changing slope there.

For f(x) = x³-3x, f''(x) = 6x. At x = -1, the second derivative is negative, confirming the local maximum; at x = 1, it is positive, confirming the local minimum. This agrees with the first-derivative sign test.

For g(x) = x³, however, g'(0) = g''(0) = 0. The first derivative 3x² is positive on both sides of zero, so there is no turn from increasing to decreasing or vice versa. The second derivative 6x changes from negative to positive, giving a stationary point of inflexion at (0,0). The graph changes concavity there while its tangent is horizontal.

Check your understanding 2 A zero second derivative is not a verdict

Classify the stationary point at x = 0 for f(x) = x⁴, then compare g(x) = -x⁴. Explain why knowing only that the first two derivatives vanish at zero does not settle either classification.

Show answer

For f(x) = x⁴, f'(x) = 4x³ changes from negative to positive at zero, so (0,0) is a local minimum. Its nonnegative fourth power also confirms that minimum directly.

For g(x) = -x⁴, g'(x) = -4x³ changes from positive to negative, so (0,0) is a local maximum. Both second derivatives are zero at the stationary input, so the second-derivative test is inconclusive in both cases. Together with the cubic example, these show that zero first and second derivatives can accompany a minimum, a maximum or a stationary point of inflexion.

A tangent needs its point as well as its gradient

A finite tangent gradient m at (a,f(a)) gives

y-f(a) = m(x-a).

For y = square root of x at x = 4, the point is (4,2) and the derivative is 1/(2 square root of 4) = 1/4. Its tangent is y-2 = (x-4)/4. The normal is perpendicular to that tangent: for finite nonzero m, its gradient is -1/m, giving y-2 = -4(x-4).

At a horizontal tangent, m is zero. The normal is then a vertical line x = a; do not try to assign it the undefined number -1/0 as a gradient. A tangent with zero gradient is still at height f(a), which need not be zero.

Check your understanding 3 Zero gradient does not locate the line’s height

For y = (x-2)² + 5, find the tangent and normal at x = 2. Explain why neither “the tangent is zero” nor a negative-reciprocal calculation alone gives both equations.

Show answer

The point is (2,5) and dy/dx = 2(x-2) = 0 there. The horizontal tangent is y = 5, not y = 0. Its perpendicular normal is x = 2. The point fixes the line positions, and a vertical line has no finite gradient to obtain by dividing by zero.

Check that the point belongs to the original function before using a derivative formula. A cancelled factor can leave an excluded input with no curve point, so extending a simplified derivative there cannot supply a tangent to the original function.

A local extremum need not be the largest or smallest allowed value

A local maximum compares nearby points of the original domain. A global maximum compares every allowed point. On a closed interval for a continuous function, compare all relevant stationary values and endpoint values; also inspect any allowed point where the derivative is undefined. Do not assume every extremum must satisfy f' = 0.

For f(x) = x³-3x restricted to [-3/2,2], the candidates are:

InputReason to checkFunction value
-3/2Left endpoint9/8
-1Stationary input2
1Stationary input-2
2Right endpoint2

The greatest value is 2, attained at both x = -1 and x = 2. The least is -2 at x = 1. The derivative signs already show the behaviour between candidates, so no larger or smaller interior value is missed. If asked for all points attaining the maximum, giving only the interior local maximum would be incomplete.

Endpoint inclusion also matters. The function f(x) = x on 0 < x < 1 has no greatest value: it approaches the upper bound 1 without attaining it. Reporting the excluded endpoint as an attained maximum changes the domain.

Try it yourself 1

Interpret the supplied derivative

Minimal support

Problem

A differentiable function on the real line has f'(x) = (x-1)²(x + 2), with f(-2) = 1 and f(1) = 31/4. Find and classify its stationary points, and give their tangent and normal equations. Then find the greatest value on the restricted interval [-2,1]. Explain whether the point at the right endpoint is also a local maximum of the original curve.

Write your answer, then compare it with the solution

Hints

Hint 1

Separate a derivative zero from a change of direction

Read the signs on each side of every zero, including the repeated factor. Use the supplied function values to locate the lines, and keep the interval question separate from the whole-curve classification.

Show full solution
  1. Classify the stationary points

    Method

    Set the supplied derivative equal to zero and inspect its signs.

    Reason

    A repeated zero can leave the derivative’s sign unchanged.

    Working

    Answer

    The stationary inputs are -2 and 1. The derivative is negative for x < -2 and positive for -2 < x < 1 and x > 1. Thus (-2,1) is a local minimum. At x = 1 there is no turn; expanding gives f''(x) = 3x²-3, which changes from negative to positive there. Hence (1,31/4) is a stationary point of inflexion.
  2. Locate the tangents and normals

    Method

    Use zero tangent gradient at the two given heights.

    Reason

    Stationarity determines a horizontal direction; the function values determine the tangent positions.

    Working

    Answer

    At (-2,1), the tangent is y = 1 and the normal is x = -2. At (1,31/4), the tangent is y = 31/4 and the normal is x = 1.
  3. Apply the restricted interval

    Method

    Use the positive derivative between the two endpoints.

    Reason

    An interval endpoint can be greatest within that interval without being a local maximum of the original curve.

    Working

    Answer

    The function increases on (-2,1), so its greatest value on [-2,1] is 31/4 at x = 1. On the original real-line domain it continues increasing past 1, so that stationary point is not a local maximum.

Use the first derivative for direction, the second for changing slope, and a conclusive test for stationary-point classification. Find the curve point before forming a tangent or normal, and compare all allowed candidates when the question asks for a global value.

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